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Source: New Left Review
By Malcolm Bull
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Man is by nature a political animal
Aristotle, Politics
From one sentence in Aristotle derive two arresting
theoretical discourses of the twenty-first century: Michel Foucault’s
biopolitics, provocatively reformulated by Giorgio Agamben in terms of the
relationship between sovereignty and the body, and the capabilities approach
developed by Amartya Sen and Martha Nussbaum as a means of evaluating and
promoting development, justice and freedom. Both are characterized by deep
reflection on the sources of Western political thought, and by urgent
engagement with contemporary social and legal problems. Both are in some
sense biopolitical in that they are shaped by the interplay of the same
Aristotelian categories—the human and the animal, politics and nature. But
they are on opposite sides of the divide that has opened up in the human
sciences since the 1960s, and there currently seems no optic through which
they might simultaneously be viewed, no way of integrating or comparing
their insights.
In part, this reflects a situation in which political
debate appears to have fragmented into a multiplicity of single issues. The
ancient ‘Who will rule?’ and the modern ‘Who shall have what?’ have been
supplemented by an array of questions that deal with matters once
exclusively cultural, personal or natural. For previous eras, the relative
integrity and unmalleability of cultures, bodies and environments rendered
such questions redundant. Now they frequently appear unanswerable from
within established political traditions, and incommensurable in relation to
each other.
Within this expanded field, biopolitics and the
capabilities approach have unusual salience and potential, for both bundle
together issues otherwise assumed to be distinct. If they, in turn, could be
coordinated, perhaps we could begin to map the new territory.
Bare life
In the introductory volume of The History of Sexuality,
Foucault remarked that whereas ‘for millennia, man remained what he was for
Aristotle: a living animal with the additional capacity for a political
existence; modern man is an animal whose politics places his existence as a
living being in question’. Rather than being an ‘inaccessible substrate’
presupposed by political life, the biological life of man had now ‘passed
into knowledge’s field of control and power’s sphere of intervention’.
[1]
According to Foucault, this occurred through the
development of the disciplines of the body and the regulation of the
population. The first of these focused on the individual human body,
increasing its usefulness and economic integration through ‘the optimization
of its capabilities’; the second on the collective body: ‘births and
mortality, the level of health, life expectancy and longevity’ and the
environmental variables that controlled them.
[2] The result was that the animal life of man, far from being
irrelevant to politics, now became its subject, ‘a kind of bestialization of
man achieved through the most sophisticated political techniques’.
[3]
Taking his cue from Arendt, Agamben argues that political
existence and bestialized life represent distinct types of being.
[4] For the Greeks, he claims, zōē was the term for the natural
life of nutrition and reproduction shared with other living creatures, while
bios was used to describe ways of living a distinctively human life:
When Plato mentions three kinds of life in the Philebus, and
when Aristotle distinguishes the contemplative life of the philosopher (bios
theōrētikos) from the life of pleasure (bios apolaustikos)
and the political life (bios politikos) in the Nicomachean
Ethics, neither philosopher would ever have used the term zōē . .
. to speak of a zōē politikē of the citizens of Athens would
have made no sense.
[5]
The difference between political life and the ‘simple
fact of living’ is therefore grounded in the underlying distinction between
bios and zōē. It is in this light that we must read
Aristotle’s assertion that although the polis ‘comes into existence
for the sake of life, it exists for the good life’.
[6] The polis may have originated in the need to secure ‘bare
life’, mere human survival, but that is no longer what it is for. Simple
natural life ‘is excluded from the polis in the strict sense, and
remains confined—as merely reproductive life—to the sphere of the oikos,
“home”’.
[7]
From its inception, the fundamental binaries of Western
political thought are those of ‘bare life/political existence, zōē/bios,
exclusion/inclusion’. The transition described by Foucault is therefore an
event of world historical importance, and ‘the entry of zōē into the
sphere of the polis . . . the decisive event of modernity’. However,
whereas Foucault understood the animal life of man to have become the
subject/object of biopower primarily through the development of
nineteenth-century discourses and disciplines of the body, Agamben posits an
alternative source at the ‘hidden point of intersection between the juridico-institutional
and the biopolitical models of power’.
[8]
Following Schmitt, Agamben argues that the sovereign is
he who decides the exception, and reincludes within the law precisely what
had been excluded from it, namely the state of nature. Zōē, not
bios, is the form of life characteristic of the state of nature, so in
the state of exception the sovereign effects the reinclusion of ‘bare life’
within the polis. Since sovereignty is exhaustively defined by its
ability to decide the exception, it follows that ‘the inclusion of bare life
in the political realm constitutes the original—if concealed—nucleus of
sovereign power. It can even be said that the production of a
biopolitical body is the original activity of sovereign power.’
[9]
Agamben makes no distinction between the private and the
political, on the one hand, and nature and culture on the other. For him,
‘the fundamental activity of sovereign power is the production of bare life
as originary political element and as threshold of articulation between
nature and culture, zōē and bios.’ The implications of this
are elaborated in terms of the Aristotelian distinction between voice
(expressive forms of communication shared with animals) and language (the
rational communication needed to establish justice in the polis).
Arguing that ‘The question “In what way does the living being have
language?” corresponds exactly to the question “In what way does bare life
dwell in the polis?”’, Agamben suggests that the state of exception
is characterized by the production of life-forms deprived of communication.
[10]
A model is provided by the nineteenth-century biologist
Ernst Haeckel, who postulated an ape-man without speech, homo alalus,
as the evolutionary ancestor of homo sapiens. In what sense would the
non-speaking man be a man rather than an ape? Is it not simply a matter of
positing a creature already fully human and then depriving it of speech? In
the same way, the state of exception ‘functions by excluding as not (yet)
human an already human being from itself, that is, by animalizing the
human’.
[11]
This move clarifies and expands the range of life forms
potentially created by sovereign power. Not just the homo alalus, or
ape-man, but also the Muselmann, the hopeless victim of the camps,
the neomort and the overcomatose person. Above all, sovereignty creates
outlaws such as the homo sacer, the ‘sacred’ outlaw of ancient Rome,
whom all were free to kill with impunity. The life of the outlaw ‘is pure
zōē’,
[12] and so the exclusion of a human from the polis is equivalent
to the inclusion of bare life within it—a doubling represented in the
archetypal figure of the werewolf:
a monstrous hybrid of human and animal, divided between the forest
and the city—the werewolf—is, therefore, in its origin the figure of the
man who has been banned from the city . . . The life of the bandit, like
that of the sacred man, is not a piece of animal nature without any
relation to law and the city. It is, rather, a threshold of
indistinction and of passage between animal and man.
[13]
Where, as in contemporary politics, exception becomes
increasingly the norm, ‘the realm of bare life—which is originally situated
at the margins of the political order—gradually begins to coincide with the
political realm’ and exclusion and inclusion, bios and zōē
enter into ‘a zone of irreducible indistinction’. Then ‘all citizens can be
said . . . to appear virtually as homines sacri’.
[14]
Capabilities
Amartya Sen first turned to Aristotle for a very
different reason: to free himself from the utilitarian emphasis on a single
aggregate measure of utility. Aristotle reminds us that pleasures may be as
distinct as the activities involved, so even if we were to take pleasure as
the only measure we would still be left with pleasures of incommensurable
kinds. Nevertheless, Sen argued, the resulting plurality may be constitutive
rather than competitive, provided we think of utility as a vector with
several distinct components.
[15]
On this basis, he began to recast his account of plural
utility, arguing that individual circumstances and life-achievements might
be considered as functionings that could be combined into a ‘functioning
vector’. A person’s potential functioning vectors would then constitute a
capability set, which could provide a context-sensitive basis for comparison
of standards of living and interpersonal equality.
[16] Only later did it dawn on Sen that his account of capabilities had
‘something in common’ with Aristotle’s analysis of human functions in which
‘the good of man resides in the function of man’.
[17]
It was Martha Nussbaum who elaborated the Aristotelian
basis of this project, and found the proof text needed to link Sen’s
conception of plural utility with the Aristotelian conception of the role of
the state: ‘It is evident that the best politeia is that arrangement
according to which anyone whatsoever might do best and live a flourishing
life’.
[18] Interpreting ‘arrangement’ (taxis) to mean a theory of
distributive justice, ‘anyone whatsoever’ (hostisoun) to include
‘each and every member of the community’, and a ‘flourishing life’ (zoiē
makariōs) to encompass both whatever functions are specific to a
particular individual, and those generally needed for a full life, Nussbaum
was able to gloss this as ‘an Aristotelian conception of the proper function
of government, according to which its task is to make available to each and
every member of the community the basic necessary conditions of the
capability to choose and live a fully good human life, with respect to each
of the major functions included in that fully good life’.
[19]
But what is a good human life? Does the human being as
such actually have a function or activity? According to Aristotle
The mere act of living appears to be shared even by plants, whereas
we are looking to the function peculiar to man; we must therefore set
aside the life of nutrition and growth. Next in the scale will come some
form of sentient life; but this too seems to be shared by horses, oxen
and animals generally. There remains therefore what may be called the
practical life of that which has reason.
[20]
Seen in this light, there are, Nussbaum argues, ‘two
distinct thresholds: a threshold of capability to function beneath which a
life will be so impoverished that it will not be human at all; and a
somewhat higher threshold, beneath which those characteristic functions are
available in such a reduced way that, though we may judge the form of life a
human one, we will not think it a good human life.’
[21] The task of the city is ‘to effect the transition from one level of
capability to another’, from mere life to human life, and from human life to
the good life. In the latter case, because ‘the human being is by nature a
political being’, the city is more than instrumental, for Aristotle makes
‘the self-sufficiency involved in human eudaimonia a communal and not
a solitary self-sufficiency’.
[22]
In practice, therefore, achieving a threshold means
making a social transition. In the case of women, with whom Nussbaum was
concerned in a un-sponsored project in the
late 1980s and early 1990s, this might involve working outside the family
house, a major issue in societies where women are traditionally prohibited
from doing so, even when survival is at stake. In this case the transition
is from the ‘private realm, or the home, in which people do things out of
love and affection rather than mutual respect’ to the ‘public realm,
characterized by reciprocity among rough equals’. But as women leave the
family to enter the public realm, the public realm also means ‘acknowledging
that the family is a political institution, not part of a “private sphere”
immune from justice’.
[23]
But if, for women, reaching a threshold means a
transition from the private to the political, Nussbaum is also keen to shift
the emphasis of ‘political animal’ back towards the animal. Emphasizing that
for Sen, too, ‘the bodily capabilities and functionings are intrinsically
good and not . . . merely instrumental means to other higher goods’,
Nussbaum argues that the Aristotelian conception of the human being as a
‘political animal’ means viewing a human as someone ‘who has an animal body
and whose human dignity, rather than being opposed to this animal nature,
inheres in it, and in its temporal trajectory’.
[24]
This applies not just to the animal life of humanity but
to non-human animals as well. Kant might think ‘human dignity and our moral
capacity . . . radically separate from the natural world’, but Aristotle saw
‘considerable continuity between human capacity and the capacities of other
animals’. For Nussbaum, human need has to include ‘our animal neediness and
animal capacities’, and we have to acknowledge that ‘our dignity just is the
dignity of a certain sort of animal’.
[25]
To achieve a threshold of animal capacity or dignity may
imply a different type of transition. For many of the cases discussed in
Frontiers of Justice, in which Nussbaum extends the scope of the
capabilities approach to those of differing abilities, nationality or
species, the transition does not involve entering the public realm. Some of
those with impairments and disabilities ‘could not be included in the group
of political choosers, however generously we assess their potential’, but if
their capabilities link them ‘to the human community rather than some
other’, they may nevertheless reach a threshold of human life.
[26]
Although, for other species, political functionings fall
outside the species norm, that does not mean that the capabilities of other
species can be sustained within nature. Species sovereignty is one ideal,
but for most animals it is simply not a possibility; for dogs, for example,
there is usually ‘no option to flourish in an all-dog community; their
community is always one that includes intimate human members’. In any case,
‘we cannot just leave nature alone and expect it to manage itself’, for
‘nature is not just, and species are not all nice’. The capabilities
approach cannot be realized in the wild or without human intervention. It
requires wheelchairs to be made for disabled Alsatians, and ‘the intelligent
and careful use of zoos and animal parks’, for only in such places can
non-human animals realize their capabilities without mutual harm.
[27]
Vectors
For both Nussbaum and Agamben, the essential dichotomy is
between the good life, or the political life, and the life that is, for
whatever reason, lacking in those qualities. Like Aristotle, both emphasize
that this amounts to the difference between what is distinctively human and
what is less than fully human. Aristotle had argued that anyone who lives a
life of pleasure is, in effect, ‘choosing the life of dumb grazing animals’,
and that anyone who is perpetually asleep, or comatose, is living the life
of a vegetable.
[28] Nussbaum suggests that failure to allow a basic capability to
develop is to condemn whoever possesses it to ‘a kind of premature death,
the death of a form of flourishing’, while Agamben offers an entire bestiary
of bare life extending all the way to a tick that lived in a laboratory for
many years without movement or nutrition.
[29]
But if, for Agamben, bare life is the hopeless
destination toward which the logic of modernity points, for Nussbaum it is
the base from which capabilities are expanded and joyfully transformed into
functionings. The polarities appear to be the same, but the directions
different. If so, is there some point at which human flourishing and
bestialization meet, some limbo in which the half-dead pass those whose
capabilities have been brought to life?
One way to establish this is to take coordinates from
Aristotle. The passage that is central to both Nussbaum and Agamben reads as
follows:
It is clear that the city-state is a natural growth, and that man is
by nature a political animal, and a man that is by nature and not merely
by fortune citiless is either low in the scale of humanity [an inferior
being] or above it (like the ‘clanless, lawless, hearthless’ man reviled
by Homer . . . ) inasmuch as he resembles an isolated piece at draughts.
And why man is a political animal in a greater measure than any bee or
any gregarious animal is clear. For nature, as we declare, doth nothing
without purpose; and man alone of all the animals possesses speech [logos].
The mere voice, it is true, can indicate pain or pleasure, and therefore
is possessed by the other animals as well (for their nature has been
developed so far as to have sensations of what is painful and pleasant
and signify these sensations to one another), but speech is designed to
indicate the advantageous and the harmful, and therefore also the right
and the wrong; for it is the special property of man in distinction from
the other animals that he alone has perception of good and bad and right
and wrong and the other moral qualities, and it is partnership in these
things that makes a household and a city state.
[30]
In this famous, and much debated passage, which follows
an account of the evolution of ever larger aggregations of humanity, from
the couple to the city-state, Aristotle implicitly defines the zōon
politikon in terms of two variables that are at least conceptually
distinguishable. On the one hand there is natural gregariousness, which is
opposed to natural solitude, and on the other, there is logos, which
is opposed to voice.
Gregariousness, as Aristotle explains elsewhere, is just
a matter of flocking together, and as such is common to land, air and sea
creatures of many species. Solitary animals may include man himself, people
like the outlaw described by Homer. In contrast, the distinction between
voice and logos is a measure of what distinguishes the human from the
animal. So, not all gregarious animals have rational speech, and not
everyone that has speech is gregarious.
The implied relationship between Aristotle’s taxonomic
categories is often unclear, but the logos–voice axis is perhaps
better thought of as intersecting with the gregarious–solitary axis than as
a subdivision or extension of it. When Aristotle says that humans are more
political than bees, he does not mean that they are more gregarious, but
rather that they have some other quality as well. Political animals are
distinguished from the merely gregarious by having a common activity.
Examples include ‘man, bees, wasps, ants, cranes’, some of which live under
a ruler and some of which do not.
[31] What makes gregarious animals political is a shared way of life to
which all contribute, and what makes humans even more political is having
logos, for rational communication permits common activity of greater
social and moral complexity.
Within the terrain mapped by Aristotle’s definition of
the political animal, there would therefore appear to be two axes: one that
extends from solitude to gregariousness, and from the private to the public,
and another that extends from voice to logos, or nature to culture.
Using these axes, it becomes possible to plot with more precision the
vectors described by Agamben and Nussbaum, both in relation to Aristotle and
to each other.
Foucault was primarily concerned with the axis that leads
from the private to the public, and with a double imbrication brought about
through the regulation of bodies and populations—simultaneously an
encroachment of the private upon the public and the public upon the private.
Agamben turns Foucault’s vector of privatization toward naturalization by
interpreting the private–public axis in terms of the zōē/bios
distinction; and (through the equation of zōē with speechlessness) by
enhancing the literalness of Foucault’s ‘bestialization of man’. The
reorientation is completed when Agamben shifts the emphasis to sovereign
power. Hobbes, he argues, does not think of the state of nature as a
prehistoric epoch, but as a ‘principle internal to the State revealed in the
moment in which the State is considered “as if it were dissolved”’. In the
state of nature, man is wolf to man, so ‘this lupization of man and
humanization of the wolf is at every moment possible in the dissolutio
civitatis inaugurated by the state of exception’.
[32]
A dissolutio civitatis might be expected to effect
a return to the private realm, for Agamben claims to be working with ‘the
classical distinction between zōē and bios, between private
life and political existence, between man as a simple living being at home
in the house and man’s political existence in the city’.
[33] But although he places bare life ‘in the no-man’s land between the
home and the city’ it is apparent that in his examples of men exiled from
the city, the outlaw does not retire to enjoy a private life with his
family.
[34] The werewolf is to be found between ‘the forest and the city’, not
half-way between the polis and the oikos.
Nussbaum takes as her starting point Rousseau’s memorable
picture of bare life (‘All are born naked and poor. All are subject to the
miseries of life . . .’), and argues that ‘people are entitled not only to
mere life, but to a life compatible with human dignity’.
[35] Because man is political, acquiring human dignity involves
projecting the alienated, the private and the ungregarious into the public
realm, and because man is an animal this means that his animal needs and
animal dignity find their satisfaction in the public realm as well.
Initially at least, Nussbaum is working primarily with the private–public
axis, where she describes a vector which (like Foucault’s ‘optimization of
the capabilities of the body’) travels from bare life towards the public
sphere.
However, because animal dignity is of a kind shared by
non-human animals as well, the optimization of non-human capabilities also
inscribes a trajectory that leads not so much from private to public as from
nature to culture. And in Frontiers of Justice she switches her
attention to the other axis. Rather as the homo sacer does not go
home but ends up becoming part of nature instead, the animal whose
capabilities are developed participates in culture rather than politics.
Although each takes something like a ninety-degree turn, the trajectories
described by Nussbaum and Agamben continue to be opposing vectors: Agamben’s
equation of the dissolutio civitatis with the state of nature allows
bare life to take on animal form, while Nussbaum, translating animal dignity
into the dignity of animals, brings nature into the sphere of culture.
There is, it seems, no one route to the biopolitical,
only converging vectors of privatization, naturalization, acculturation and
socialization. But what is the unknown region into which political exiles,
werewolves, Alsatians in wheelchairs and working women all now wearily make
their way?
The absent centre
In Aristotle, both the solitary–gregarious and the voice–logos
axes are continuous and have a discernible, if poorly defined middle ground.
Between solitude and the gregariousness of the city, there are first
couples, then households, then villages. Those who inhabit the middle of the
range are to a greater or lesser degree scattered, a condition shared by
Cyclopes and ground larks, amongst other creatures.
[36] Between voice and logos there are the intermediate states as
well. The slave ‘participates in reason so far as to apprehend it but not to
possess it’ and lacks the deliberative part of the soul; women have the
deliberative part but without full authority; children possess it in
undeveloped form.
[37]
These two axes meet in the household, which is about
half-way between solitude and gregariousness, and potentially incorporates
all the states between logos and voice—the master, the wife, the
slave, the ox.
[38] Aristotle admitted that ‘man is not only a political but also a
domestic animal [oikonomikon zōon]’, and at the intersection of the
axes this is what all would appear to become.
[39] Yet Aristotle could not conceive of a household without a master,
or a situation in which households alone could occupy anything other than a
discontinuous social space. The middle ground is there, but sparsely
populated.
So what happens when man becomes, biopolitically, a
domestic animal? Agamben points to ‘a zone of indifference . . . within
which—like a “missing link” which is always lacking because it is already
virtually present—the articulation between human and animal, man and
non-man, speaking being and living being, must take place. Like every space
of exception, this zone is, in truth, perfectly empty’.
[40]
But the void has a name. Hannah Arendt, whose argument in
The Human Condition Agamben otherwise follows quite closely, calls it
society, or ‘the social’. In antiquity, the household ‘was the sphere where
the necessities of life . . . were taken care of’, and in the modern world
society is a sort of ‘national household’, in which ‘mutual dependence for
the sake of life and nothing else assumes public significance and where the
activities connected with sheer survival are permitted to appear in public’.
[41]
This ‘national household’ or ‘society’ is also conceived
in Aristotelian terms, though Arendt reinterprets both axes in her own way.
The axis which leads from solitude to gregariousness, the private to the
public, is defined by the polarities of labour and action. Labour includes
and supports the biological processes of the human body, and does not need
the presence of others; action, as ‘the only activity that goes on directly
between men without the intermediary of things or matter’, is ‘entirely
dependent upon the constant presence of others’.
[42]
Action alone constitutes the bios politikos, and a
life without it ‘has ceased to be a human life because it is no longer lived
among men’, like the life of the animal laborans who is ‘imprisoned
in the privacy of his own body’.
[43] But modernity has seen the triumph of the animal laborans,
as economic and technological advance has freed mankind from necessity, and
brought the private activities of production and consumption into the public
realm, replacing it with a ‘consumers’ society’.
Alongside this, Arendt develops a distinctive account of
the other axis in which the opposites are represented by ‘the world’, which
is ‘the human artefact, the fabrication of human hands’, and ‘the earth or
nature’. The earth ‘provides human beings with a habitat in which they can
move and breathe’, but through work, as opposed to labour, is formed ‘an
“artificial” world of things, distinctly different from all natural
surroundings’. Work is therefore the activity ‘which corresponds to the
unnaturalness of human existence’; it separates man from his environment,
even though ‘life itself is outside this artificial world, and through life
man remains related to all other living organisms’.
[44]
Human life, in so far as it is world-building, is engaged
in reification, but scientific doubt and secularization undermine the
perceived permanence and value of culture, and so humans become separated
from the world that they have created. In ‘world alienation’ it is ‘as
though we had forced open the distinguishing boundaries which protected the
world, the human artifice, from nature’ and all that is left are ‘appetites
and desires, the senseless urges of [man’s] body’. In this state, whatever
was ‘not necessitated by life’s metabolism with nature, was either
superfluous or could be justified only in terms of a peculiarity of human as
distinguished from other animal life—so that Milton was considered to have
written his Paradise Lost for the same reasons and out of similar
urges that compel the silkworm to produce silk’.
[45] Here, language becomes voice, and culture returns to nature.
On both axes there is a double movement. Modernity has
been both world-alienating and earth-alienating, as the abstractions of
science and technology have distanced man from the earth. At the same time,
‘the final stage in the disappearance of the public realm’ has been
accompanied by the ‘liquidation of the private realm’, the two realms
‘constantly flow into each other like waves in the never-resting stream of
the life-process itself’ until ‘the submersion of both in the sphere of the
social’.
[46]
Into the maelstrom
For Arendt, the vectors of the biopolitical form the
vortex of the social. But as she recoiled from the maelstrom, she watched
others behold it with equanimity. In particular, Marx, who, she claimed,
transformed the vortex of modernity into a political programme. The
‘withering away of the public realm’ in which the state gives way to pure
administration was the prelude to Marx’s ‘withering away of the state’. Marx
did not, indeed, could not have known that ‘the germs of communistic society
were present in the reality of a national household’, but ‘a complete
victory of society will always produce some sort of “communistic fiction”,
whose outstanding political characteristic is that it is indeed ruled by an
invisible hand’.
[47]
Conversely, Marx’s ‘socialization of man’ embodied the
opposing vector. It could be achieved by revolutionary expropriation, but ‘a
slower and no less certain “withering away” of the private realm in general
and of private property in particular’ was already underway, as the private
became increasingly political. For example, ‘the fact that the modern age
emancipated the working classes and the women at nearly the same historical
moment must certainly be counted among the characteristics of an age which
no longer believes that bodily functions and material functions should be
hidden’.
[48]
Arendt’s identification of Marxism with modernity was
intended as a critique of both. Yet Sen and Nussbaum make what amounts to
the same claim when they insist that the capabilities approach ‘takes its
start from the Aristotelian/Marxian conception of the human being as a
social and political being, who finds fulfilment in relations with others’.
[49] Nussbaum argues that ‘the basic intuitive idea of my version of the
capabilities approach is . . . a life that has available in it “truly human
functioning” in the sense described by Marx’,
[50] and she repeatedly uses a quotation from Marx as an epigraph:
It will be seen how in place of the wealth and poverty
of political economy come the rich human being and the rich human
need. The rich human being is simultaneously the human being
in need of a totality of human-life activities—the man in whom his
own realization exists as an inner necessity, as need.
[51]
The passage in question describes the transformed life of
man under communism, and Nussbaum explicitly equates ‘truly human
functioning’ with this condition. Acknowledging that ‘the sense
caught up in crude practical need has only a restricted sense’, Marx
had argued in the ‘Economic and Philosophical Manuscripts’ that ‘it is
obvious that the human eye gratifies itself in a way different from
the crude non-human eye; the human ear from the crude ear’. It is
precisely this transformation that is involved in the transition from basic
capabilities to full functioning. According to Nussbaum, the central task of
the city is not to take care of people’s ‘perceptual needs in a mechanical
way, producing a seeing eye, a hearing ear, etc’; it is rather to ‘make it
possible for people to use their bodies and their senses in a truly human
way’.
[52]
Similar alignments between Marxist thought and the
vectors of the biopolitical are to be found on the nature–culture axis.
According to Arendt, ‘world alienation’ is the equivalent of Marx’s
dealienation, in which man reappropriates cultural production as a species
being. It was Marx who likened Milton to a silkworm, and in the Marxist
utopia, where all may write poetry on this basis, ‘world alienation is even
more present than it was before’.
[53] Agamben makes the same point, quoting Kojčve’s version of the ‘Hegelo-Marxist
end of history’, where ‘men would construct their edifices and works of art
as birds build their nests and spiders spin their webs, and would perform
musical concerts after the fashion of frogs and cicadas’.
[54] And it is, of course, Marx’s claim that ‘communism as completed
naturalism is humanism and as completed humanism is naturalism’
[55] that is knowingly echoed in Agamben’s statement that the ‘lupization
of man and humanization of the wolf is at every moment possible in the
dissolutio civitatis’.
Valences of the social
Although the vectors of the biopolitical are plotted in
Aristotelian terms, their trajectories are derived not so much from
Aristotle as from Marx’s reading of him. It is as though Marx’s early vision
of communism had been bisected, with Agamben taking up his account of
depoliticization and naturalization, and Nussbaum his vision of
socialization and humanization. But if biopolitics and capabilities
represent two halves of Marx’s totalizing theory, can they also be reunited
to describe a single movement?
Not necessarily, for the fragments have acquired widely
differing valences: Sen and Nussbaum present the capabilities approach as
being equivalent to (and perhaps a substitute for) the projected path of
human development envisioned by communism; while for Arendt and Agamben, the
logic of modernity is identical with that which leads to totalitarianism and
the camps. At one point, Agamben comes close to describing the convergence
of all the vectors: ‘for a humanity that has become animal again, there is
nothing left but the depoliticization of human societies by means of the
unconditioned unfolding of the oikonomia, or the taking on of
biological life itself as the supreme political (or rather impolitical)
task.’ He acknowledges its imaginative location in Kojčve’s end of history,
but finds its historical realization in ‘the totalitarianisms of the
twentieth century’.
[56]
Something of this duality is already present in Marx.
When read in the light of Aristotle’s definition of the political animal, it
becomes apparent that states of alienation and communism are created in a
similar way. Marx himself acknowledges that the alienated man of civil
society is the closest approximation to the socialized political animal of
Aristotle:
Only in the eighteenth century, in ‘civil society’, do the various
forms of social connectedness confront the individual as a mere means
towards his private purposes, as external necessity. But the epoch which
produces this standpoint, that of the isolated individual, is also
precisely that of the hitherto most developed social (from this
standpoint, general) relations. The human being is in the most literal
sense a zōon politikon [political animal], not merely a
gregarious animal, but an animal which can individuate itself only in
the midst of society.
[57]
The parallel is unsurprising, for both alienation and
communism are defined within the same matrix, one axis of which locates
man’s simultaneous alienation from nature and from his own cultural
production, the other his alienation from both public and private life.
Marx’s early references to alienation allude to one or another of these
forms of estrangement: ‘alienated labour tears man from the object of his
production . . . his own body, nature exterior to him, and his intellectual
being, his human essence’.
[58] Together they constitute alienation from species-being, the life
that man would have if he were fully socialized, and society was not merely
the means but also the end.
If alienation has at least a fourfold form—from culture
and from nature, and from the private and the political—so too does
dealienation. Communism involves ‘the positive abolition of all alienation,
thus the return of man out of religion, family, state, etc [he might have
added, nature], into his human, i.e. social being’.
[59] It takes place both on the public–private axis, where ‘human
emancipation will only be complete when the real, individual man has
absorbed into himself the abstract citizen; when as an individual man, in
his everyday life, in his work, and in his relationships, he has become a
species-being’; and on that of nature and culture: ‘society completes
the essential unity of man and nature . . . the accomplished naturalism of
man and the accomplished humanism of nature’.
[60]
What then constitutes the difference between communism
and alienation? Are they, as Arendt implied, just alternative ways of
describing the same thing? Marx presents the vectors of the biopolitical as
part of an ambiguous totality. Alienation and communism happen in the same
place, in that both are the product of the same vectors. However, in the
former, only man has been transformed, as he moves away from static
polarities; in the latter, the world itself is changed as those polarities
draw together. The alienated human beings of civil society are prematurely
social, living in society before the socialization of the world.
Within this context, communism is an act of restoration,
‘a restoration of the human world and of human relationships to
man himself.’ For example, in civil society man is on the one hand ‘a
member of civil society . . . and on the other a citizen’, and there is a
gap between the two that is closed when ‘individual man has absorbed into
himself the abstract citizen’.
[61] This involves not so much the transformation of the individual as
the transformation of the world through the withering away of the state.
Similarly, whereas for Nussbaum, the transition from animal seeing to human
sight is effected through the transformation of the individual, and the
social functions only as the means to that transformation, Marx envisaged
something different. For him, ‘the human character of the senses . . . can
only come into being through the existence of its object, through
humanized nature’; the eye becomes ‘a human eye when its object
has become a human, social object’ and this occurs only when ‘he
himself becomes a social being and society becomes a being for him in this
object’.
[62] The difference between the capabilities approach and the Marxist
project it seeks to realize here becomes apparent, for moving from bare
capability to fully human functioning is alienating just in so far as it is
not universal.
The same applies to other vectors of the biopolitical.
One man excluded from the public realm is disenfranchised, when all are
excluded the public realm has disappeared; the zoo animal is alienated from
nature in a way that the domestic animal is not; one woman who escapes the
confines of the family is distanced from private life, a large voluntary
female labour force is not; we cannot all be homines sacri: the
solitary werewolf may be alienated from his culture, but when we all become
werewolves there is no more wolf and no more man. Vehicles of both
alienation and of dealienation, the vectors of the biopolitical also provide
the measure of each in terms of their differential distribution of a
population.
Not everyone is likely to welcome equally the dissolution
of politics, the acculturation of nature, the politicization of private life
and the naturalization of culture, though most will recognize the relevant
vectors within their environment. Less obvious, perhaps, is the extent to
which such vectors are enacting a single movement that defines the social
space of modernity—the degree of their convergence the index of society. And
yet there is no vanishing point—a disenfranchised man does not become a
simian citizen, nor a working woman a werewolf—only a diminishing space of
contestation, where all try to live the good life, together.
Reuniting the vectors potentially provides a means of
articulating the politics of this conceptually expanded but biopolitically
contracting field. In particular, it allows us to distinguish, in ways that
Marx did not, the state of being equally social from that of being socially
equal: the first is measured by convergence between vectors, the second by
distributions effected by them. For an egalitarian at least, it may be
useful to differentiate non-social equalities—of citizens, members of a
family, of animals in nature—from the specifically social equalities that
are a function of distances travelled and numbers left behind. To be equally
social and socially equal may be utopian, but seeking to measure progress in
that direction is not.
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